SEC Form 4/A · accession 0001394411-18-000013
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Yau
Officer — VP, Engin., Sect. & Director · Director
Period of report
Feb 27, 2018
Accepted (ET)
Mar 9, 2018 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 331 | $4.30 | A | 1,030,853 | I | Self as Co-Trustee for Yau Revocable Trust |
| Common Stock | Feb 27, 2018 | S | 331 | $8.00 | D | 1,030,522 | I | Self as Co-Trustee for Yau Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.30 | Feb 28, 2018 | M | 331 | D | Jan 13, 2012 | May 7, 2018 | Common Stock | 331 | 20,294 | D |
Explanation of responses
- F1The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018.