SEC Form 4 · accession 0001394411-18-000006
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert Yau
Officer — VP, Engin., Sect. & Director · Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2018 | M | 2,386 | $4.20 | A | 1,032,908 | I | Self as Co-Trustee for Yau Revocable Trust |
| Common Stock | Mar 5, 2018 | S | 2,386 | $8.00 | D | 1,030,522 | I | Self as Co-Trustee for Yau Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.20 | Mar 5, 2018 | M | 2,386 | D | Jan 13, 2012 | May 7, 2018 | Common Stock | 2,386 | 17,899 | D |
Explanation of responses
- F1The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018.