SEC Form 4 · accession 0001394411-17-000002
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Yau
Officer — VP, Engin., Sect. & Director · Director
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | M | 20,625 | $4.20 | A | 1,051,147 | I | Self as Co-Trustee for Yau Revocable Trust |
| Common Stock | May 9, 2017 | S | 20,625 | $7.40 | D | 1,030,522 | I | Self as Co-Trustee for Yau Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.20 | May 9, 2017 | M | 20,625 | D | Jan 13, 2011 | May 29, 2017 | Common Stock | 20,625 | 0 | D |