SEC Form 4 · accession 0001394411-16-000009
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Yau
Officer — VP, Engin., Sect. & Director · Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | S | 4,416 | $5.2232 | D | 1,081,106 | I | Self as Co-Trustee for Yau Revocable Trust |
| Common Stock | holding | — | — | — | 1,085,522 | I | Self as Co-Trustee for Yau Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.285, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.