SEC Form 4 · accession 0001126328-19-000098
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia M Lawler
Officer — EVP & Chief Risk Officer
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $53.09 | Feb 25, 2019 | A | 33,000 | A | — | Feb 25, 2029 | Common Stock | 33,000 | 33,000 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning February 25, 2020.