SEC Form 4 · accession 0001126328-19-000012
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nora Mary Everett
Officer — President - RIS
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 28, 2018 | A | 198 | $0.00 | A | 36,734 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units.
- F2Includes 2,587 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.