SEC Form 4 · accession 0001126328-16-000632
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra L Helton
Director
Period of report
Nov 10, 2016
Accepted (ET)
Dec 13, 2016 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | G | 4,300 | $0.00 | D | 43,408 | D |
Table II — derivative securities
No Table II lines on this filing.