SEC Form 4 · accession 0001126328-16-000514
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Bernard Elming
Officer — SVP & Chief Risk Officer
Period of report
Jun 24, 2016
Accepted (ET)
Jun 28, 2016 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 24, 2016 | A | 21 | $0.00 | A | 32,109 | D | |
| Common Stock | holding | — | — | — | 216 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units.
- F2Includes 1,609 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan.