SEC Form 4 · accession 0001126328-16-000472
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Gelatt
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 12:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2016 | A | 3,089 | $0.00 | A | 105,186 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units.
- F2Includes 62,390 shares owned jointly with the reporting person's spouse received in a pro rata distribution from Ginkgo LLC. Prior to said distribution, the reporting person reported indirect ownership of all Principal Financial Group, Inc. Common Stock held by Ginkgo LLC.