SEC Form 4 · accession 0001126328-16-000324
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry D Zimpleman
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 4, 2016 | A | 1,087 | $0.00 | D | 263,399 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units.
- F2Includes 10,677 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.