SEC Form 4 · accession 0001126328-15-000255
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry D Zimpleman
Officer — Chairman · Director
Period of report
Oct 21, 2015
Accepted (ET)
Oct 22, 2015 · 9:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 21, 2015 | S | 10,000 | $49.49 | D | 272,225 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 14, 2015.
- F2Includes 10,590 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.