SEC Form 5 · accession 0001126234-19-000017
NEWLINK GENETICS CORP · (NLNK)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori D Lawley
Officer — Principal Accounting Officer
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,082 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,556 shares acquired under the NewLink Genetics Corporation 2010 Employee Stock Purchase Plan on December 31, 2018.