SEC Form 4 · accession 0001126234-15-000062
NEWLINK GENETICS CORP · (NLNK)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl W. Langren
Officer — Principal Accounting Officer
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2015 | S | 2,500 | $53.00 | D | 0 | I | By Son |
| Common Stock | Mar 18, 2015 | S | 3,429 | $53.00 | D | 0 | I | By Spouse's Pension Plan |
| Common Stock | Mar 18, 2015 | S | 3,429 | $53.00 | D | 0 | I | By Pension Plan |
| Common Stock | Mar 18, 2015 | S | 7,000 | $53.00 | D | 49,691 | I | By Spouse's Trust |
| Common StockF1,F2 | holding | — | — | — | 11,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 4,275 restricted stock units ("RSUs") previously reported as holdings of the Reporting Person granted under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The RSUs will vest, and shares will be delivered to the Reporting Person in a series of three successive annual installments with the next installment occurring on January 2, 2016, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- F2Includes 5,100 RSUs previously reported as holdings of the Reporting Person granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of four successive annual installments beginning on January 2, 2016, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.