SEC Form 4/A · accession 0001140361-16-087617
SHUTTERFLY INC · SFLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Satish Menon
Officer — SVP, Chief Technology Officer
Period of report
Mar 9, 2016
Accepted (ET)
Nov 22, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 9, 2016 | S | 13,908 | $45.9165 | D | 75,800 | D | |
| Common StockF4 | Mar 9, 2016 | S | 800 | $46.5792 | D | 75,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.
- F2Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $45.48 to $46.4793 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- F3As the result of an administrative error, the Form 4 previously filed with the Securities and Exchange Commission on March 11, 2016 excluded 44,454 restricted stock units from the aggregate amount of securities beneficially owned by the Reporting Person following the reported transaction. The aggregate number is corrected on this Form 4.
- F4Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $46.49 to $46.62 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.