SEC Form 4/A · accession 0001140361-16-087614
SHUTTERFLY INC · SFLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Satish Menon
Officer — SVP, Chief Technology Officer
Period of report
Nov 17, 2015
Accepted (ET)
Nov 22, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2015 | A | 50,000 | $0.00 | A | 100,000 | D | |
| Common StockF3 | Nov 17, 2015 | S | 5,546 | $44.4314 | D | 94,454 | D | |
| Common StockF3 | Nov 17, 2015 | S | 4,746 | $44.4314 | D | 89,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As the result of an administrative error, the acquisition of these restricted stock units ("RSUs") was omitted from the Form 4 previously filed with the Securities and Exchange Commission on November 19, 2015.
- F2As the result of an administrative error, the Form 4 previously filed with the Securities and Exchange Commission on November 19, 2015 erroneously reported these dispositions as a withholding of shares by the Issuer to cover taxes due upon the acquisition of the RSU's in accordance with Rule 16b-3. The shares were sold by the Issuer to cover the Reporting Person's tax liability, and this Form 4 corrects the transaction code accordingly. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- F3As a result of the administrative error noted in footnote (1) above, the Form 4 previously filed with the Securities and Exchange Commission on November 19, 2015 incorrectly reported the amounts of securities beneficially owned by the Reporting Person following each reported transaction. Those amounts are corrected on this Form 4.