SEC Form 4/A · accession 0001140361-16-066584
SHUTTERFLY INC · SFLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Boris
Officer — SVP, Chief Marketing Officer
Period of report
Feb 16, 2016
Accepted (ET)
May 20, 2016 · 9:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 16, 2016 | A | 5,000 | $0.00 | A | 73,604 | D | |
| Common StockF4 | Feb 16, 2016 | S | 3,916 | $39.3533 | D | 69,688 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares vested pursuant to the performance-based restricted stock unit award granted on February 15, 2013 (the "PBRSU") under the Plan.
- F2The PBRSU vesting of 5,000 shares was inadvertently omitted from the original Form 4 due to administrative error.
- F3The amount of securities beneficially owned was incorrectly reported in the original Form 4 due to administrative error.
- F4Represents shares sold to cover taxes due upon vesting and settlement of the PBRSU and the restricted stock unit awards that were granted on February 15, 2013. The footnote was inadvertently omitted from the original Form 4 due to administrative error.