SEC Form 4 · accession 0001125920-15-000117
SHUTTERFLY INC · SFLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip A Marineau
Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2015 | M | 3,920 | $16.51 | A | 63,795 | D | |
| Common Stock | Aug 3, 2015 | M | 520 | $17.75 | A | 64,315 | D | |
| Common StockF2 | Aug 3, 2015 | S | 4,440 | $42.9596 | D | 59,875 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $16.51 | Aug 3, 2015 | M | 3,920 | D | — | Feb 28, 2017 | Common Stock | 3,920 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $17.75 | Aug 3, 2015 | M | 520 | D | — | May 17, 2017 | Common Stock | 520 | 2,220 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2014.
- F2Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $42.69 to $43.22. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The shares subject to the option fully vested as of February 29, 2012.
- F4The shares subject to the option fully vested as of May 17, 2010.