SEC Form 4 · accession 0001125920-15-000037
SHUTTERFLY INC · SFLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T Housenbold
Officer — President & CEO · Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 8:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 30,625 | $0.00 | A | 441,667 | D | |
| Common Stock | Feb 17, 2015 | M | 66,666 | $0.00 | A | 508,333 | D | |
| Common Stock | Feb 17, 2015 | M | 66,666 | $0.00 | A | 574,999 | D | |
| Common Stock | Feb 18, 2015 | F | 135,579 | $44.4714 | D | 439,420 | D | |
| Common Stock | Feb 17, 2015 | A | 48,333 | $0.00 | A | 487,753 | D | |
| Common Stock | Feb 17, 2015 | F | 9,994 | $45.0715 | D | 477,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 17, 2015 | M | 30,625 | D | — | — | Common Stock | 30,625 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 17, 2015 | M | 0 | D | — | — | Common Stock | 0 | 66,666 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 17, 2015 | M | 66,666 | D | — | — | Common Stock | 66,666 | 0 | D |
Explanation of responses
- F1Reflects shares vested pursuant to a performance based restricted stock unit award.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3The restricted stock units vest in four equal annual installments beginning February 15, 2012.
- F4The restricted stock units vest in three equal annual installments beginning February 15, 2013.