SEC Form 4 · accession 0001125920-15-000013
SHUTTERFLY INC · SFLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric J Keller
Director
Period of report
May 17, 2007
Accepted (ET)
Feb 13, 2015 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2015 | M | 10,000 | $17.75 | A | 39,279 | D | |
| Common StockF2 | May 17, 2007 | S | 10,000 | $46.5717 | D | 29,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $17.75 | May 17, 2007 | M | 10,000 | D | — | — | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2014.
- F2Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $46.215 to $47.16. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The option vested in 36 equally monthly installments beginning on June 17, 2007.
- F4The option expires ten years from the date of grant, on May 16, 2017.