SEC Form 4 · accession 0001125920-15-000008
SHUTTERFLY INC · SFLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip A Marineau
Director
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2015 | M | 2,280 | $16.51 | A | 56,018 | D | |
| Common Stock | Jan 26, 2015 | S | 2,280 | $45.17 | D | 53,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $16.51 | Jan 26, 2015 | M | 2,280 | D | — | Feb 28, 2017 | Common Stock | 2,280 | 43,880 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2014.
- F2The option vested in equal monthly installments over 36 months from the date of grant.