SEC Form 3 · accession 0000919574-15-005023
SHUTTERFLY INC · SFLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 15, 2015
Accepted (ET)
Jun 22, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,500 | D | ||
| Common StockF2 | holding | — | — | — | 4,308 | D | ||
| Common StockF3 | holding | — | — | — | 1,670,000 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 500 | I | By Wife | |
| Common StockF5 | holding | — | — | — | 500 | I | By Son | |
| Common StockF5 | holding | — | — | — | 500 | I | By Son | |
| Common StockF5 | holding | — | — | — | 400 | I | By Son | |
| Common StockF5 | holding | — | — | — | 400 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by Mario Cibelli, who is a Reporting Person.
- F2Represents shares of common stock underlying a restricted stock unit award granted to Mario Cibelli that will vest in three equal annual installments beginning on June 12, 2016.
- F3These securities are held in the accounts of private funds. Marathon Partners Equity Management, LLC ("Marathon") may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager or general partner of such private funds, and Mario Cibelli may be deemed to be a beneficial owner of such securities as the Managing Member of Marathon. Marathon and Mario Cibelli are each a Reporting Person. Each of Marathon and Mario Cibelli disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4These securities are owned by the wife of Mario Cibelli.
- F5These securities are owned by a minor child of Mario Cibelli.