SEC Form 5 · accession 0001477932-16-009397
DAIS ANALYTIC CORP · DLYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Tangredi
Officer — President and CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Mar 31, 2016 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | M | 55,135 | $0.10 | A | 165,529 | D | |
| Common StockF1 | Dec 31, 2015 | M | 64,324 | $0.10 | A | 346,601 | I | Owned by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock purchase Option | $0.10 | Oct 1, 2015 | M | 120,000 | D | Oct 1, 2005 | Oct 1, 2015 | Common Stock | 120,000 | 8,825,058 | D |
| Common stock purchase Option | $0.10 | Oct 1, 2015 | M | 140,000 | D | Oct 1, 2005 | Oct 1, 2015 | Common Stock | 140,000 | 2,522,500 | I |
Explanation of responses
- F1Cashless exercise of options.