SEC Form 4/A · accession 0001477932-16-009394
DAIS ANALYTIC CORP · DLYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy Tangredi
Officer — President and CEO · Director
Period of report
Jul 31, 2015
Accepted (ET)
Mar 31, 2016 · 12:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 31, 2015 | M | 83,333 | $0.10 | A | 110,394 | D | |
| Common StockF1,F2 | Jul 31, 2015 | M | 154,477 | $0.10 | A | 282,277 | I | Owned by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock purchase OptionF1 | $0.10 | May 5, 2015 | M | 150,000 | D | May 10, 2005 | May 10, 2015 | Common Stock | 150,000 | 8,945,058 | D |
| Common stock purchase OptionF1 | $0.10 | May 5, 2015 | M | 150,000 | D | May 10, 2005 | May 10, 2015 | Common Stock | 278,058 | 2,662,500 | I |
Explanation of responses
- F1Cashless exercise of options.
- F2Revised Form 4 filed on 08/03/15 to correct Table I, Column 5 - Amount of Securities Beneficially Owned Following Reported Transaction(s).