SEC Form 5 · accession 0001477932-16-009373
DAIS ANALYTIC CORP · DLYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Schwartz
Director
Period of report
Dec 31, 2015
Accepted (ET)
Mar 30, 2016 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125699
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $0.10 | May 2, 2014 | A | 100,000 | A | May 2, 2014 | May 2, 2024 | Common Stock | 100,000 | 1,694,600 | D |
| Option | $0.26 | Sep 24, 2014 | J | 44,600 | D | Sep 24, 2004 | Sep 24, 2014 | Common Stock | 44,600 | 1,650,000 | D |
| Option | $0.10 | Dec 17, 2014 | A | 300,000 | A | Dec 17, 2014 | Dec 17, 2024 | Common Stock | 300,000 | 1,950,000 | D |
| Option | $0.26 | May 10, 2015 | J | 20,000 | D | May 10, 2005 | May 10, 2015 | Common Stock | 20,000 | 1,930,000 | D |
| Option | $0.30 | Oct 1, 2015 | J | 60,000 | D | Oct 1, 2005 | Oct 1, 2015 | Common Stock | 60,000 | 1,870,000 | D |
Explanation of responses
- F1Expiration of option to acquire common stock.