SEC Form 4 · accession 0001125376-18-000176
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Keetch
Officer — Executive VP and Secretary
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2018 | M | 3,124 | $11.49 | A | 70,892 | D | |
| Common Stock | Nov 5, 2018 | M | 60,915 | $12.85 | A | 131,807 | D | |
| Common StockF2 | Nov 5, 2018 | S | 47,957 | $44.6933 | D | 83,850 | D | |
| Common StockF3 | Nov 5, 2018 | S | 15,382 | $45.4926 | D | 68,468 | D | |
| Common StockF4 | Nov 5, 2018 | S | 700 | $46.2081 | D | 67,768 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF5 | $11.49 | Nov 5, 2018 | M | 3,124 | D | Oct 29, 2014 | Oct 29, 2023 | Common Stock | 3,124 | 542 | D |
| Common StockF6 | $12.85 | Nov 5, 2018 | M | 60,915 | D | May 29, 2015 | May 29, 2024 | Common Stock | 60,915 | 12,405 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $44.09 to $45.075. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $45.095 to $45.96. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $46.115 to $46.49. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The option, representing a right to purchase a total of 3,666 shares, was granted on October 29, 2013, and became exercisable in five equal annual installments beginning on October 29, 2014, which was the first anniversary of the date on which the option was granted.
- F6The option, representing a right to purchase a total of 73,320 shares, was granted on May 29, 2014, and became exercisable in five equal annual installments beginning on May 29, 2014, which was the first anniversary of the date on which the option was granted.