SEC Form 4 · accession 0001125376-18-000167
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly B. Wittekind
Officer — VP and General Counsel
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2018 | S | 168 | $37.079 | D | 53,816 | D | |
| Common Stock | Nov 1, 2018 | M | 5,998 | $4.56 | A | 59,814 | D | |
| Common Stock | Nov 1, 2018 | M | 12,000 | $4.35 | A | 71,814 | D | |
| Common Stock | Nov 1, 2018 | S | 4,000 | $40.00 | D | 67,814 | D | |
| Common Stock | Nov 1, 2018 | S | 4,998 | $41.00 | D | 62,816 | D | |
| Common Stock | Nov 1, 2018 | S | 4,000 | $42.00 | D | 58,816 | D | |
| Common Stock | Nov 1, 2018 | S | 5,000 | $43.00 | D | 53,816 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $4.56 | Nov 1, 2018 | M | 5,998 | D | Jan 29, 2010 | Jan 29, 2019 | Common Stock | 5,998 | 0 | D |
| Common StockF4 | $4.35 | Nov 1, 2018 | M | 12,000 | D | Jul 23, 2010 | Jul 23, 2019 | Common Stock | 14,664 | 2,664 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 14, 2016.
- F2The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2018.
- F3The option, representing a right to purchase a total of 10,988 shares, was granted on January 29, 2009 and became exercisable in five equal annual installments beginning on January 29, 2010, which was the first anniversary of the date on which the option was granted.
- F4The option, representing a right to purchase a total of 14,664 shares, was granted on July 23, 2009 and became exercisable in five equal annual installments beginning on July 23, 2010, which was the first anniversary of the date on which the option was granted.