SEC Form 4 · accession 0001125376-18-000139
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne D. Snapper
Officer — Chief Financial Officer
Period of report
Aug 23, 2018
Accepted (ET)
Aug 27, 2018 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2018 | M | 10,000 | $4.23 | A | 159,561 | D | |
| Common StockF2 | Aug 23, 2018 | S | 10,000 | $38.506 | D | 149,561 | D | |
| Common Stock | Aug 24, 2018 | M | 44,990 | $4.23 | A | 194,551 | D | |
| Common StockF3 | Aug 24, 2018 | S | 24,813 | $38.128 | D | 169,738 | D | |
| Common Stock | Aug 24, 2018 | M | 21,996 | $4.56 | A | 191,734 | D | |
| Common StockF4 | Aug 24, 2018 | S | 12,226 | $38.276 | D | 179,508 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $4.23 | Aug 23, 2018 | M | 10,000 | D | Apr 30, 2010 | Apr 30, 2019 | Common Stock | 10,000 | 44,990 | D |
| Employee Stock Option (right to buy)F5 | $4.23 | Aug 23, 2018 | M | 44,990 | D | Apr 30, 2010 | Apr 30, 2019 | Common Stock | 44,990 | 0 | D |
| Employee Stock Option (right to buy)F6 | $4.56 | Aug 24, 2018 | M | 21,996 | D | Jan 29, 2010 | Jan 29, 2019 | Common Stock | 21,996 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $38.50 to $38.51. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $37.79 to $38.60. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $38.23 to $38.52. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The option, representing a right to purchase a total of 54,990 shares, was granted on April 30, 2009, and became exercisable in five equal annual installments beginning on April 30, 2010, which was the first anniversary of the date on which the option was granted.
- F6The option, representing a right to purchase a total of 21,996 shares, was granted on January 29, 2009, and became exercisable in five equal annual installments beginning on January 29, 2010, which was the first anniversary of the date on which the option was granted.