SEC Form 4/A · accession 0001125376-18-000084
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Suzanne D. Snapper
Officer — Chief Financial Officer
Period of report
May 23, 2018
Accepted (ET)
May 31, 2018 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2018 | M | 6,600 | $4.06 | A | 124,263 | D | |
| Common StockF2 | May 23, 2018 | S | 3,659 | $35.00 | D | 120,604 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $4.06 | May 23, 2018 | M | 6,600 | D | Oct 29, 2009 | Oct 29, 2018 | Common Stock | 6,600 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2018.
- F2This amendment is being filed to correct the amount of securities disposed as well as the total amount of securities beneficially owned as of the transaction date reported above.
- F3The option, representing a right to purchase a total of 21,996 shares, was granted on October 29, 2008, and became exercisable in five equal annual installments beginning on October 29, 2009, which was the first anniversary of the date on which the option was granted.