SEC Form 4 · accession 0001125376-18-000046
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Port
Officer — Vice President
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | M | 1,510 | $7.96 | A | 122,467 | D | |
| Common StockF2 | Feb 15, 2018 | S | 1,510 | $26.0218 | D | 120,957 | D | |
| Common Stock | Feb 15, 2018 | M | 15,445 | $7.86 | A | 136,402 | D | |
| Common StockF3 | Feb 15, 2018 | S | 15,445 | $26.1004 | D | 120,957 | D | |
| Common Stock | Feb 16, 2018 | M | 2,885 | $7.86 | A | 123,842 | D | |
| Common StockF4 | Feb 16, 2018 | S | 2,885 | $26.211 | D | 120,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $7.96 | Feb 15, 2018 | M | 1,510 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock | 1,510 | 0 | D |
| Employee Stock Option (right to buy)F6 | $7.86 | Feb 15, 2018 | M | 15,445 | D | Jul 26, 2013 | Jul 26, 2022 | Common Stock | 15,445 | 2,885 | D |
| Employee Stock Option (right to buy)F6 | $7.86 | Feb 16, 2018 | M | 2,885 | D | Jul 26, 2013 | Jul 26, 2022 | Common Stock | 2,885 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $26.00 to $26.09. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $26.00 to 26.22. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $26.00 to $26.45. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The option, representing a right to purchase a total of 7,332 shares, was granted on October 31, 2012 and became exercisable in five equal annual installments beginning on October 31, 2013, which was the first anniversary of the date on which the option was granted.
- F6The option, representing a right to purchase a total of 18,330 shares, was granted on July 26, 2012 and became exercisable in five equal annual installments beginning on July 26, 2013, which was the first anniversary of the date on which the option was granted.