SEC Form 4 · accession 0001125376-18-000032
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Port
Officer — Vice President
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2018 | M | 18,330 | $6.42 | A | 143,014 | D | |
| Common Stock | Feb 9, 2018 | S | 18,330 | $25.00 | D | 124,684 | D | |
| Common Stock | Feb 9, 2018 | M | 5,822 | $7.96 | A | 126,779 | D | |
| Common StockF2 | Feb 9, 2018 | S | 5,822 | $26.0057 | D | 120,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $6.42 | Feb 9, 2018 | M | 18,330 | D | Oct 27, 2012 | Oct 27, 2021 | Common Stock | 18,330 | 0 | D |
| Employee Stock Option (right to buy)F4 | $7.96 | Feb 13, 2018 | M | 5,822 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock | 5,822 | 1,510 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $26.00 to $26.02. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The option, representing a right to purchase a total of 18,330 shares, was granted on October 27, 2011 and became exercisable in five equal annual installments beginning on October 27, 2012, which was the first anniversary of the date on which the option was granted.
- F4The option, representing a right to purchase a total of 7,332 shares, was granted on October 31, 2012 and became exercisable in five equal annual installments beginning on October 31, 2013, which was the first anniversary of the date on which the option was granted.