SEC Form 4 · accession 0001125376-18-000024
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Port
Officer — Vice President
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | M | 3,428 | $4.06 | A | 128,112 | D | |
| Common StockF2 | Jan 22, 2018 | S | 3,428 | $24.0161 | D | 124,684 | D | |
| Common Stock | Jan 22, 2018 | M | 16,995 | $4.77 | A | 141,679 | D | |
| Common StockF3 | Jan 22, 2018 | S | 16,995 | $24.0176 | D | 124,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $4.06 | Jan 22, 2018 | M | 3,428 | D | Dec 17, 2010 | Dec 17, 2019 | Common Stock | 3,428 | 0 | D |
| Employee Stock Option (right to buy)F5 | $4.77 | Jan 22, 2018 | M | 16,995 | D | Mar 11, 2011 | Mar 11, 2020 | Common Stock | 16,995 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $24.00 to $24.06. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $24.00 to $24.07. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The option was granted on December 17, 2009, and became exercisable in five equal annual installments beginning on December 17, 2010, which was the first anniversary of the date on which the option was granted.
- F5The option was granted on March 11, 2010, and became exercisable in five equal annual installments beginning on March 11, 2011, which was the first anniversary of the date on which the option was granted.