SEC Form 4 · accession 0001125376-18-000010
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antoinette T. Hubenette
Director
Period of report
Jan 11, 2018
Accepted (ET)
Jan 16, 2018 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2018 | M | 18,330 | $12.85 | A | 44,456 | D | |
| Common StockF1,F2 | Jan 11, 2018 | S | 18,330 | $23.70 | D | 26,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $12.85 | Jan 11, 2018 | M | 18,330 | D | May 29, 2015 | May 29, 2024 | Common Stock | 18,330 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $23.56 to $23.90. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This filer is no longer a Section 16 reporting person as of November 2, 2017.
- F3This option vests in five equal annual installments beginning on May 29, 2015. These shares of common stock were issued upon accelerated vesting of certain stock options (right to buy) granted on May 29, 2014 pursuant to the terms of the The Ensign Group, Inc 2007 Omnibus Incentive Plan