SEC Form 4 · accession 0001125376-17-000001
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Keetch
Officer — Executive VP and Secretary
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 366 | $6.42 | A | 49,141 | D | |
| Common Stock | Jan 3, 2017 | S | 366 | $22.52 | D | 48,775 | D | |
| Common Stock | Jan 3, 2017 | M | 11,130 | $7.38 | A | 59,905 | D | |
| Common StockF2 | Jan 3, 2017 | S | 11,130 | $22.217 | D | 48,775 | D | |
| Common Stock | Jan 3, 2017 | M | 14,664 | $7.86 | A | 63,439 | D | |
| Common StockF3 | Jan 3, 2017 | S | 14,664 | $22.26 | D | 48,775 | D | |
| Common Stock | Jan 3, 2017 | M | 5,864 | $7.96 | A | 54,639 | D | |
| Common StockF4 | Jan 3, 2017 | S | 5,864 | $22.237 | D | 48,775 | D | |
| Common Stock | Jan 3, 2017 | M | 5,498 | $9.75 | A | 54,273 | D | |
| Common StockF5 | Jan 3, 2017 | S | 5,498 | $22.344 | D | 48,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $6.42 | Jan 3, 2017 | M | 366 | D | Oct 27, 2012 | Oct 27, 2021 | Common Stock | 366 | 0 | D |
| Employee Stock Option (right to buy)F8,F7 | $7.38 | Jan 3, 2017 | M | 11,130 | D | Feb 8, 2013 | Feb 8, 2022 | Common Stock | 11,130 | 3,666 | D |
| Employee Stock Option (right to buy)F10,F9 | $7.86 | Jan 3, 2017 | M | 14,664 | D | Jul 26, 2013 | Jul 26, 2022 | Common Stock | 14,664 | 3,666 | D |
| Employee Stock Option (right to buy)F12,F11 | $7.96 | Jan 3, 2017 | M | 5,864 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock | 5,864 | 1,468 | D |
| Employee Stock Option (right to buy)F14,F13 | $9.75 | Jan 3, 2017 | M | 5,498 | D | Jun 12, 2014 | Jun 12, 2023 | Common Stock | 5,498 | 3,666 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2016.
- F10The number of securities reported in the third row of column 9 represent unvested time-based options that are scheduled to vest on July 26, 2017 and July 26, 2018.
- F11The option was granted on October 31, 2012, and became exercisable in five equal annual installments beginning on October 31, 2013, which was the first anniversary of the date on which the option was granted.
- F12The number of securities reported in the fourth row of column 9 represent unvested time-based options that are scheduled to vest on October 31, 2017 and October 31, 2018.
- F13The option was granted on June 12, 2013, and became exercisable in five equal annual installments beginning on June 12, 2014, which was the first anniversary of the date on which the option was granted.
- F14The number of securities reported in the fifth row of column 9 represent unvested time-based options that are scheduled to vest on June 12, 2017, June 12, 2018, and June 12, 2019.
- F2This transaction was executed in multiple trades at prices ranging from $22.14 to $22.34. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $22.13 to $22.37. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $22.11 to $22.45. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5This transaction was executed in multiple trades at prices ranging from $22.15 to $22.52. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The option was granted on October 27, 2011, and became exercisable in five equal annual installments beginning on October 27, 2012, which was the first anniversary of the date on which the option was granted.
- F7The option was granted on February 8, 2012, and became exercisable in five equal annual installments beginning on February 8, 2013, which was the first anniversary of the date on which the option was granted.
- F8The number of securities reported in the second row of column 9 represent unvested time-based options that are scheduled to vest on Feburary 8, 2017 and February 8, 2018.
- F9The option was granted on July 26, 2012, and became exercisable in five equal annual installments beginning on July 26, 2013, which was the first anniversary of the date on which the option was granted.