SEC Form 4 · accession 0001125376-16-000198
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly B. Wittekind
Officer — VP & General Counsel
Period of report
Jun 10, 2016
Accepted (ET)
Jun 14, 2016 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2016 | M | 767 | $2.05 | A | 40,861 | D | |
| Common StockF1 | Jun 10, 2016 | S | 767 | $21.0032 | D | 40,094 | D | |
| Common Stock | Jun 13, 2016 | M | 17,563 | $2.05 | A | 57,657 | D | |
| Common StockF2 | Jun 13, 2016 | S | 17,563 | $20.2613 | D | 40,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $2.05 | Jun 10, 2016 | M | 767 | D | Jul 26, 2006 | Jul 26, 2016 | Common Stock | 767 | 17,563 | D |
| Employee Stock Option (right to buy)F3 | $2.05 | Jun 13, 2016 | M | 17,563 | D | Jul 26, 2006 | Jul 26, 2016 | Common Stock | 17,563 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $21.00 to $21.02. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $20.01 to $20.69. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The option, representing a right to purchase a total of 18,330 shares, was granted on July 26, 2006, and became exercisable in five equal annual installments beginning on July 26, 2007, which was the first anniversary of the date on which the option was granted.