SEC Form 4 · accession 0001125376-15-000098
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly B. Wittekind
Officer — VP & General Counsel
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | S | 72 | $41.6201 | D | 19,377 | D | |
| Common Stock | Oct 29, 2015 | A | 800 | $42.94 | A | 20,177 | D | |
| Common Stock | Oct 30, 2015 | S | 37 | $42.7401 | D | 20,140 | D | |
| Common Stock | Oct 30, 2015 | M | 18,330 | $3.12 | A | 38,470 | D | |
| Common StockF5 | Oct 30, 2015 | S | 18,330 | $42.3423 | D | 20,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.14 | Oct 30, 2015 | M | 18,330 | A | Nov 1, 2006 | Nov 1, 2015 | Common Stock | 18,330 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2012.
- F2These shares vest in five annual installments beginning October 29, 2015.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 12, 2014.
- F4The options exercised in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on September 8, 2015.
- F5This transaction was executed in multiple trades at prices ranging from $41.82 to $43.17. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.