SEC Form 4 · accession 0001552781-16-002007
MACROGENICS INC · MGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ezio Bonvini
Officer — Sr VP, Research & CSO
Period of report
Feb 11, 2016
Accepted (ET)
Oct 21, 2016 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2016 | M | 11,962 | $0.94 | A | 95,595 | D | |
| Common Stock | Oct 19, 2016 | M | 5,349 | $0.94 | A | 100,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.94 | Feb 11, 2016 | M | 10,653 | D | Jul 9, 2011 | Jan 8, 2021 | Common Stock | 10,653 | 0 | D |
| Employee Stock Option (right to buy)F1 | $0.94 | Feb 11, 2016 | M | 1,309 | D | Jul 10, 2010 | Jan 9, 2020 | Common Stock | 1,309 | 5,349 | D |
| Employee Stock Option (right to buy) | $0.94 | Oct 19, 2016 | M | 5,349 | D | Jul 10, 2010 | Jan 9, 2020 | Common Stock | 5,349 | 0 | D |
Explanation of responses
- F1This transaction occurred on February 11, 2016. Due to an administrative error, the reporting person failed to timely file a Form 4 to report this transaction.