SEC Form 4 · accession 0001552781-16-001976
MACROGENICS INC · MGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Cilinski
Officer — VP, Controller and Treasurer
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2016 | M | 6,231 | $0.94 | A | 8,154 | D | |
| Common StockF1,F2 | Oct 3, 2016 | S | 6,231 | $29.28 | D | 1,923 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.94 | Oct 3, 2016 | M | 2,237 | D | Jul 11, 2009 | Jan 10, 2019 | Common Stock | 2,237 | 0 | D |
| Employee Stock Option (right to buy) | $0.94 | Oct 3, 2016 | M | 3,994 | D | Jul 10, 2010 | Jan 9, 2020 | Common Stock | 3,994 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This transaction was executed in multiple trades at prices ranging from $28.755 to $29.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.