SEC Form 4 · accession 0001140361-16-047432
MACROGENICS INC · MGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn E Stein
Officer — SVP, Product Dev. & Regulatory
Period of report
Jan 7, 2016
Accepted (ET)
Jan 11, 2016 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2016 | M | 6,658 | $0.94 | A | 49,863 | D | |
| Common Stock | Jan 7, 2016 | M | 8,895 | $0.94 | A | 58,758 | D | |
| Common Stock | Jan 7, 2016 | M | 4,421 | $0.94 | A | 63,179 | D | |
| Common Stock | Jan 7, 2016 | M | 13,316 | $0.94 | A | 79,495 | D | |
| Common Stock | Jan 7, 2016 | M | 19,060 | $0.71 | A | 95,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.94 | Jan 7, 2016 | M | 6,658 | D | Jul 10, 2010 | Jan 9, 2020 | Common Stock | 6,658 | 0 | D |
| Employee Stock Option (right to buy) | $0.94 | Jan 7, 2016 | M | 8,895 | D | Jul 11, 2009 | Jan 10, 2019 | Common Stock | 8,895 | 0 | D |
| Employee Stock Option (right to buy) | $0.94 | Jan 7, 2016 | M | 4,421 | D | Jul 11, 2009 | Jan 10, 2019 | Common Stock | 4,421 | 0 | D |
| Employee Stock Option (right to buy( | $0.94 | Jan 7, 2016 | M | 13,316 | D | Jul 6, 2008 | Jan 5, 2018 | Common Stock | 13,316 | 0 | D |
| Employee Stock Option (right to buy) | $0.71 | Jan 7, 2016 | M | 19,060 | D | Sep 24, 2005 | Mar 23, 2016 | Common Stock | 19,060 | 0 | D |