SEC Form 4 · accession 0001125345-19-000010
MACROGENICS INC · MGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Blasius Risser
Officer — Sr VP & Chief Business Officer
Period of report
Jan 28, 2019
Accepted (ET)
Jan 28, 2019 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | M | 6,000 | $0.94 | A | 28,309 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $0.94 | Jan 28, 2019 | M | 6,000 | D | Sep 24, 2009 | Mar 23, 2019 | Common Stock | 6,000 | 2,497 | D |
Explanation of responses
- F1The transaction represents an exercise and hold of expiring options.
- F24,000 stock options were inadvertently omitted from the total amount of derivative securities beneficially owned and reported on the Form 4 filed by the reporting person on October 23, 2018. The amount in Table II, Column 9 reflects the corrected amount of derivative securities beneficially owned by the reporting person following the transaction reported herein.