SEC Form 4 · accession 0001127602-19-002342
CARNIVAL PLC · CUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Olaf Thamm
Officer — Group CEO - Costa Crociere
Period of report
Jan 16, 2019
Accepted (ET)
Jan 18, 2019 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 16, 2019 | A | 13,000 | $0.00 | A | 48,429 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock was approved by the Compensation Committee in lieu of a portion of the Reporting Person's cash bonus and made pursuant to the Carnival plc 2014 Employee Share Plan. The restriction on the shares lapse six months from the grant date.