SEC Form 4 · accession 0001127602-19-001955
CARNIVAL PLC · CUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Olaf Thamm
Officer — Group CEO - Costa Crociere
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 1:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2,F3 | Jan 11, 2019 | S | 6,678 | $51.6777 | D | 20,752 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported.
- F2The transaction was conducted in British Pounds. The sale price of GBP40.4898 was converted into US$ at the January 11, 2019 conversion rate of GBP1 = USD1.27631.
- F3Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.