SEC Form 4 · accession 0001127602-18-030419
CARNIVAL PLC · CUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Olaf Thamm
Officer — Group CEO - Costa Crociere
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Oct 15, 2018 | S | 46,290 | $56.9307 | D | 27,429 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was conducted in British Pounds. The sale price of GBP43.29022 was converted into US$ at the October 15, 2018 conversion rate of GBP1 = USD1.31426. This transaction was executed in multiple trades at prices ranging from GBP43.05 to GBP43.57. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.