SEC Form 4 · accession 0001127602-17-022451
CARNIVAL PLC · CUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Olaf Thamm
Officer — CEO - Costa Crociere
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Jun 29, 2017 | S | 12,768 | $65.8854 | D | 95,628 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was conducted in British Pounds. The sale price of GBP51.2592 was converted into US$ at the June 29, 2017 conversion rate of GBP1 = USD1.285. This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.