SEC Form 4 · accession 0001127602-16-037146
CARNIVAL PLC · CUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Olaf Thamm
Officer — CEO - Costa Crociere
Period of report
Jan 15, 2016
Accepted (ET)
Jan 19, 2016 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jan 15, 2016 | A | 247 | $0.00 | A | 58,454 | D | |
| Ordinary SharesF2 | Jan 15, 2016 | S | 2,623 | $52.3808 | D | 55,831 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested.
- F2The transaction was conducted in British Pounds. The sale price of GBP36.307239 was converted into US$ at the January 15, 2016 conversion rate of GBP1 = USD1.4427.