SEC Form 4 · accession 0001127602-15-028979
CARNIVAL PLC · CUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Olaf Thamm
Officer — CEO - Costa Crociere
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Oct 8, 2015 | A | 427 | $0.00 | A | 52,427 | D | |
| Ordinary SharesF2,F3 | Oct 8, 2015 | S | 6,943 | $50.6425 | D | 45,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested.
- F2The transaction was conducted in British Pounds. The sale price of GBP33.066 was converted into US$ at the October 8, 2015 conversion rate of GBP1 = USD1.5316.
- F3Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.