SEC Form 4 · accession 0001127602-15-003666
CARNIVAL PLC · CUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Olaf Thamm
Officer — CEO - Costa Crociere
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 2:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 29, 2015 | M | 5,700 | $45.2756 | A | 60,718 | D | |
| Ordinary SharesF1 | Jan 29, 2015 | S | 5,700 | $45.957 | D | 55,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $45.2756 | Jan 29, 2015 | M | 5,700 | D | Feb 28, 2008 | Feb 27, 2015 | Ordinary Shares | 5,700 | 0 | D |
Explanation of responses
- F1The transaction was conducted in British Pounds. The sale price of GBP30.35 was converted into US$ at the January 29, 2015 conversion rate of GBP1 = USD1.5142.