SEC Form 4 · accession 0001127602-15-001803
CARNIVAL PLC · CUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Olaf Thamm
Officer — CEO - Costa Crociere
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF3 | Jan 12, 2015 | A | 16,552 | $0.00 | A | 55,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award made pursuant to the Carnival plc 2014 Employee Share Plan.
- F2Awards of restricted stock units which represent a hypothetical interest in Carnival plc ordinary shares, which will vest on the third anniversary of the grant date. The restricted stock units will accumulate dividend equivalents and may only be settled in shares.
- F3The grant was approved by the Compensation Committee as a total value to be received in the form of restricted stock units. The Compensation Committee also approved that the number of shares was to be determined by taking the value and dividing by the closing price of Carnival plc ordinary shares on the grant date.