SEC Form 4 · accession 0001562180-18-005105
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross D Cooper
Officer — EVP & General Counsel
Period of report
Dec 23, 2018
Accepted (ET)
Dec 26, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Dec 23, 2018 | M | 5,035 | $0.00 | A | 12,878 | D | |
| Common Stock, $0.01 par valueF1 | Dec 23, 2018 | F | 1,803 | $31.29 | D | 11,075 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 3,618 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F2,F3 | — | Dec 23, 2018 | M | 5,035 | D | — | — | Common Stock, $.01 par value | 5,035 | 0 | D |
Explanation of responses
- F1Represents shares withheld to cover the tax liability related to the settlement of RSUs, per Company policy
- F2Restricted stock units convert into common stock on a one for one basis.
- F3On December 23, 2015, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date.