SEC Form 4 · accession 0001562180-18-004668
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Nowicki
Officer — EVP & CFO
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Nov 20, 2018 | M | 2,982 | $0.00 | A | 16,095 | D | |
| Common Stock, $0.01 par value | Nov 20, 2018 | F | 898 | $28.06 | D | 15,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | Nov 20, 2018 | M | 2,982 | D | — | — | Common Stock, $0.01 par value | 2,982 | 0 | D |
| Restricted Stock Units (RSUs)F1,F3 | — | Nov 20, 2018 | A | 772 | A | — | — | Common Stock, $0.01 par value | 772 | 772 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
- F2On November 20, 2015, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date.
- F3Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and will settle on November 20, 2019.