SEC Form 4 · accession 0001562180-18-004571
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Nowicki
Officer — EVP & CFO
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | Nov 13, 2018 | A | 5,961 | A | — | — | Common Stock, $0.01 par value | 5,961 | 5,961 | D |
| Stock Option (right to buy)F3 | $27.26 | Nov 13, 2018 | A | 18,571 | A | — | Nov 13, 2028 | Common Stock, $0.01 par value | 18,571 | 18,571 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
- F2The restricted stock units are scheduled to vest on the third anniversary of the grant date.
- F3The stock options are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date.